COMPLIANCE ASSISTANCE

Our compliance team will partner with you to understand the needs of your organization. After an assessment, we will advise and agree on a tailored package that meets all your requirements. Led by our senior compliance consultants, Ingenia’s professionals will advise you on any compliance matter and be available to answer any queries you have.

Our core services include:

  • Drafting of a compliance framework including policies and procedures
  • Advice on new and updated regulations
  • Review and proposal of amendments to your policies and procedures based on existing and new regulations
  • Monitoring of regulatory requirements
  • Support in client due diligence
  • Regulatory assessment of the new services, products, and organizational structures
  • Preparation, review, and filing of regulatory returns and surveys
  • Firm-wide compliance training

KEY OFFERING

LICENCING

At Ingenia, our team will be available to you throughout the licencing process, helping you navigate the process with simplicity and precision.

COMPLIANCE ASSISTANCE

Led by our senior compliance consultants, Ingenia’s professionals will advise you on any compliance matter and be available to answer queries you have.

OUTSOURCED COMPLIANCE

Ingenia’s compliance team will assess and monitor your clients, the standing of your staff, and assist you in evaluating and monitoring your business partners.

TRAINING

Our experts will train, inform, and advise your staff in tailor-made workshops centred specifically around compliance issues that affect your business.

AML / CFT SOLUTIONS

We offer comprehensive assistance to identify, assess and mitigate such risks efficiently and effectively.

CROSS-BORDER COMPLIANCE

We will assist you in the procurement of the renowned BRP Country Manuals and BRP’s premier advice on cross-border compliance.

GET STARTED WITH INGENIA

Let us help you. Let’s talk.

OUR PARTNERS

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