COMPLIANCE ASSISTANCE

Our compliance team will partner with you to understand the needs of your organization. After an assessment, we will advise and agree on a tailored package that meets all your requirements. Led by our senior compliance consultants, Ingenia’s professionals will advise you on any compliance matter and be available to answer any queries you have.

Our core services include:

  • Drafting of a compliance framework including policies and procedures
  • Advice on new and updated regulations
  • Review and proposal of amendments to your policies and procedures based on existing and new regulations
  • Monitoring of regulatory requirements
  • Support in client due diligence
  • Regulatory assessment of the new services, products, and organizational structures
  • Preparation, review, and filing of regulatory returns and surveys
  • Firm-wide compliance training